Algebraic Geometry, Noether Normalization

Noether Normalization

Let K be a field and let A be a finitely generated K algebra. In other words, R is K adjoin finitely many indeterminants, and A is the image of R under a ring homomorphism.

Being a K algebra, the aforementioned homomorphism must fix K. We only need map the indeterminants into A.

Before diving into this theorem, you might want to review a related theorem from field theory. The ring R can be described as a transcendental extension of K, followed by an algebraic extension. There may be many ways to do this, but in each case the transcendent degree of R, i.e. the number of indeterminants, is always n.

Noether normalization asserts the existence of a transcendental extension Rt inside R, whose image At is a transcendent space inside A, with R integral over Rt.

Notice that R is Rt adjoin x1 through xn. If each of these elements is integral over Rt, then R is a finite integral extension of Rt, and a finitely generated Rt module.

If x1 is integral over Rt, apply the ring homomorphism and the image of x1 is integral over At. The same holds for x2 through xn, hence A is integral over At, and A is a finitely generated At module.

Consider all the ways one can build R as a transcendental extension followed by an integral extension. There is at least one way to do this - set Rt = R. Field theory fixes the transcendent degree of R/K, hence each representation of R adjoins n indeterminants, then brings in the integral elements like the icing on the cake. Select a representation y1 through yn so that the maximum number of indeterminants map to 0 in A. Here Rt is K adjoin y1 through yn, and R is integral over Rt.

Assume the first l indeterminants, y1 through yl, do not lie in the kernel, and let them have images z1 through zl in A. These images produce the desired transcendental extension At.

Suppose z1 through zl are not algebraically independent, so that some polynomial p(z1,z2,z3…zl) = 0. Pull this back to find a polynomial p in y1 through yl that produces some element in Rt, which I will call w1. Even though y1 through yl do not map to 0 in A, w1 does.

We're going to select new indeterminants, starting with w1, that will take the place of y1 through yl. With an additional indeterminant mapping to 0, namely w1, we will have our contradiction, whence z1 through zl are algebraically independent. But how do we select w2 through wl?

Let m be an integer larger than any of the exponents on any of the variables in p. Build the new indeterminants as follows. As i runs from 2 to l, let wi = yi - y1mi-1. Equivalently, yi = wi + y1mi-1. Using the binomial theorem, substitute for each yi in p, giving an expression in y1 and w1 through wl. This is equal to w1, so subtract w1 from both sides and set the resulting polynomial to 0.

Consider the resulting free powers of y1, without any adjunct factors of w1 through wl. for instance, if p includes 23y17y2y35, The first factor contributes y1 to the seventh, the second factor brings in y1 to the m, and the third factor brings in y1 to the 5m2. The exponent on y1, for this particular term in p, is 7+m+5m2. And of course the coefficient is 23. Read the exponent in base m and resurrect the original term in p. The polynomial p is encoded in the powers of y1.

One of the powers of y1 has a higher exponent than all the others. This comes fromthe term of p with the highest power of yl, and if there is a tie then the term that has the highest power of yl-1, and so on. Divide through by its lead coefficient, which we can do because K is a field, and y1 becomes integral over w1 through wl.

All the powers of y1 are integral over K[w1…wl]. Add wi to an appropriate power of y1 and find another integral element, thus y1 through yl are integral over w1 through wl. With R integral over K[y1…yn], R is integral over K[w1…wl,yl+1…yn]. Since the transcendent degree has to equal n, the adjoined elements are algebraically independent. This is a new transcendental extension within R, and one more indeterminant maps to 0 in A. This is a contradiction, therefore z1 through zl are algebraically independent, building the transcendental extension At in A. We may as well say zi = yi for i ≤ l, and the remaining y's drop to 0 in A.

In summary, every finitely generated K algebra is a purely transcendental extension followed by an integral extension.

Mapping an Algebra into the Closure of K

Let A and At be as above, and let C be the algebraic closure of K. Map z1 through zn into C, in any way you like, and build a ring homomorphism from At into C. Since A is algebraic over At, extend the ring homomorphism to all of A. We already showed the image of A is a finite field extension L/K inside C.