Quadratic Extensions, Primes over Primes

Primes over Primes

The splitting problem has been solved for all quadratic number fields.

In an earlier section we tackled the gaussian integers, but that was relatively easy, since the gaussian integers form a pid. With some help from localization, analogous reasoning allows us to characterize the prime ideals of S, the integral ring of E/Q.

Let E = Q[u], where u = sqrt(m).

Turn S into a pid by localizing about the prime ideal P = {p} in Z. This does not change the splitting problem, i.e. the factorization of p*S inside S.

Only prime ideals Q lying over P survive localization. They may be found by searching for their prime generators.

The norm is the same formula we saw before, |a+bu| = a2-mb2, but this time a and b could be rational, as long as they don't have p in the denominator.

First assume p is odd, and p does not divide m. In the context of this pid, p is composite iff some element f has a norm that is an associate of p. Thus f times its conjugate is an associate of p. This means a2-mb2 is divisible by p, and not p2. Get a common denominator for a and b, and look at numerators. Now a2-mb2 is divisible by p, and not p2, where a and b are integers. Write a2 = mb2 mod p, whence a = b = 0 (which would make the expression divisible by p2), or m is a square mod p. (We saw this with the gaussian integers; -1 had to be a square mod p).

Conversely, let m be a square mod p. Set a = sqrt(m) and b = 1. Now f times its conjugate is divisible by p, yet it is smaller than p2. And we don't have to worry about |f| = 0, because m is square free. Thus |f| is an associate of p in ZP. Therefore f is a proper factor of p iff m is a square mod p.

Suppose f, a proper factor of p, is an associate of its conjugate. That makes the quotient a unit in SP. Write this as f2/|f|. The denominator has one factor of p. The numerator includes the term 2abu. Since p does not divide 2, a, or b, the numerator is not divisible by p. The quotient is not part of SP, f and its conjugate are not associates, and P splits into two distinct primes.

Remember that norm equals index, so the residue field of f has size p, just like p in Z. The residue degree is 1, and since there is but one factor of f in p, i.e. p = f times f conjugate, the ramification degree is also 1. This happens across two primes, f and f conjugate, hence the degree equation is satisfied. This is a good sanity check on our work.

Let p = 2, where p still does not divide m. Now a and b are rational, with odd denominators, or denominators with one factor of 2 (if m = 1 mod 4). Again, we are looking for f = a+bu, with |f| = 2. Clear any odd denominators, which are units in SP. If b is an even integer than a is also even, and the norm is divisible by 4. A similar result holds if a is even. If a and b are odd integers we can obtain 2 mod 4, but only when m is 3 mod 4. This is illustrated by 1+i over 2, when m = -1 (the gaussian integers).

Finally let a and b be half integers. Multiply through by 4 and the right side is 8, not 16. Write a2 = mb2 mod 8, but not mod 16. An odd square mod 16 is either 1 or 9. Suitable values of a and b can be found iff m = 1 mod 8. When m = 1 mod 16 try a = 3 and b = 1, and when m = 9 mod 16 try a = b = 1.

Conversely, set a = b = 1 when m = 3 mod 4, a = b = 1/2 when m = 9 mod 16, and a = 3/2 and b = 1/2 when m = 1 mod 16. This creates f with the proper norm. Thus 2 splits iff m = 3 mod 4 or 1 or 9 mod 16.

Assume the aforementioned primes are associates and see if the quotient is a unit in SP. Write this as f2/|f|, whence the denominator has one factor of 2. Start with m = 3 mod 4. The second coefficient is 2ab, which becomes ab, which is odd. The first coefficient, a2+mb2, is divisible by 4, and when 2 is divided out, courtesy of |f| downstairs, we have an even number. The norm of this quotient is odd, which is a unit, hence this is a unit, and the prime ideals coincide.

With m = 1 mod 8, 2ab becomes a half integer, and ab is a quarter integer, which is not part of the ring. The primes are distinct. To illustrate, if (3+u)/2 and its conjugate are part of the same prime ideal Q then so is their sum, or 3. Since 3-2 = 1, Q is all of S.

The next item to consider is p dividing m, which was not an issue with m = -1. Assume m is square free, so that m = p*v with p and v coprime. This means p-v is a unit in ZP. Set f = p+u and note that f has norm p*(p-v). Thus f is a proper factor of p.

Again, ask whether f and its conjugate are associates by looking at f2/|f|. The quotient looks like p+v + 2u. Its norm is p2+2vp+v2-4p. Since p does not divide v2, this is a unit, and the prime ideals coincide.

Here is a summary of our results.

Notice that P is ramified iff p divides the discriminant m or 4m. This is exactly what we expect.

Principal Ideal

Pull back from localization and look at the prime ideal Q lying over P. If Q = P then Q remains principal, generated by p. Otherwise Q is generated by f and p. If f times its conjugate is an associate of p, then the prime ideal Q lying over P is principal, generated by f. Conversely, if Q is principal, generated by g, then both g and its conjugate divide p. These have index p, and their product generates an ideal of index 1 in the ideal P. Thus g times its conjugate is an associate of p. Therefore, Q is principal iff a2-mb2 = ±p for certain integers or half integers a and b.