Radicals, Extensions into Polynomial Rings

Jacobson Radical

The jacobson radical of R, written jac(R), is the intersection of the maximal ideals of R. Since there is at least one maximal ideal, jac(R) is a proper ideal in R.

Remember that nil(R) is the intersection of all prime ideals, and since maximal ideals are prime, jac(R) contains nil(R).

A ring is jacobson semisimple if jac(R) = 0. This implies a reduced ring, with nil(R) = 0.

Radicals of Polynomials over R

If S is R adjoin arbitrarily many indeterminants, jac(S) = nil(S). This is counterintuitive, since jac(R) need not equal nil(R).

Let G be any ideal in R, and let H be all polynomials with coefficients in G. Verify that H is an ideal in S, and H is the extension of G into S.

If P is a prime ideal in R containing G, let Q be the extension of P into S. Note that Q contains H. We need to show that Q is a prime ideal in S.

Let u and v be polynomials not in Q, yet uv lies in Q, and u and v have the lowest possible degrees. One of the two lead coefficients lies in P, say it is the lead coefficient of u. Subtract away the first term of u, and u still lies outside of Q, while uv remains in Q. This is a contradiction, hence Q is prime.

If u is a polynomial in rad(H) then it is in each such Q. Its coefficients are in P for each prime P containing G. Thus rad(H) is contained in the extension of rad(G).

Now let Q be an arbitrary prime ideal in S containing H. Contract back to R by looking at the constant terms of Q. This is a prime ideal P in R, containing G. Now P generates a prime ideal inside Q, so we may as well ratchet Q back to the extension of P. If the coefficients of u are in P for every P containing H, then u is in the intersection of each such Q, and u is in rad(H). In other words, the extension of rad(G) is contained in rad(H). The two sets are equal: rad(ext(G)) = ext(rad(G)).

Set G = 0, and ext(nil(R)) = ext(rad(0)) = rad(ext(0)) = nil(S).

We know the jacobson radical always contains the nil radical. We want to show that a polynomial u that is not nilpotent, not in nil(S), is not in jac(S) either. That will prove nil(S) = jac(S).

Let u be a polynomial that is not nilpotent in S, and consider 1-xu, where x is one of the indeterminants of S. In the previous theorem we characterized the units of S. The constant term must be a unit and all other coefficients must be nilpotent. Thus the coefficients of u must be nilpotent. This places u in the extension of nil(R), which is nil(S). Yet u does not lie in nil(S), so 1-xu is not a unit. By characterization 2, u is not in jac(S). This completes the proof; nil(S) = jac(S).

If nil(R) = 0, as when R is jacobson semisimple, then S is jacobson semisimple. But the converse is not true. Let R be a dvr, with one maximal ideal, which is its jacobson radical. It is not jacobson semisimple. Yet nil(R) = 0, hence jac(S) = 0, and S is jacobson semisimple.

Power Series

Let S be the formal power series of R in finitely many indeterminants, and let u be a power series drawn from S. Again, using characterization 2, u is in jac(S) iff 1-vu is a unit for every v in S. When is 1-vu a unit? Refer to the previous theorem, and 1-vu is a unit iff its constant term is a unit, iff 1-b0a0 is a unit. This occurs iff a0 is in jac(R). Therefore the contraction of jac(S) = jac(R), and the extension of jac(R) = jac(S).