Compact Sets, The Tikhonov Product Theorem

The Tikhonov Product Theorem

The Tikhonov (also spelled Tychonoff) product theorem (biography) states that a product space is compact iff all its component spaces are compact.

Like the well ordering principle, this theorem is equivalent to the axiom of choice. You must assert them both or deny them both.

Compact is usually described in terms of open sets and open covers, but there is a complementary definition that refers to closed sets and the finite intersection property. We're going to use that here. If you're not familiar with that definition you may want to revisit the intro page.

A collection of sets is "larger" than another if it includes more sets. This is a partial ordering on families of sets.

Restrict attention to collections of sets that have the finite intersection property. Once again, collection X is larger than collection Y if X brings in additional sets, and both X and Y have the finite intersection property. Verify that the union of an ascending chain yields an even larger collection with the finite intersection property. We can now use zorn's lemma to select a maximal collection of sets with the finite intersection property.

Let M be such a collection. Let U and V be two sets in this collection. Clearly U and V intersect; let W = U∩V. Let F be any finite subcollection of M, and note that the intersection of F and U and V is the intersection of F with W. The former is nonempty; so is the latter. If we bring in W, M still has the finite intersection property. Since M is maximal, it already contains W. In other words, the finite intersection of any of the sets in M produces another set in M.

Let C be a set that happens to intersect everything in M. Let F be a finite subcollection, and let G be their nonempty intersection. Since G is in M, C and G intersect. This means C intersects all the members of F. We can bring C into M, and it still has the finite intersection property. Since M is maximal, it already contains C. In other words, M contains any set that intersects all the members of M.

Let Si, for i in some indexing set, be an indexed family of topological spaces, with P as product, using the weak product topology. Let ei be the ith projection from P onto Si.

If P is compact, then each Si is the continuous image of P under ei, and is compact.

Do you see the axiom of choice hidden in the above statement? Without choice, P could be empty, whence it does not pproject onto Si at all. We need choice to make sure P actually exists, as a product space; then the image of P is indeed Si, which is compact.

Conversely, assume each space Si is compact. Let T be a collection of closed sets in P with the finite intersection property. Embed T in a collection M of (not necessarily closed) sets, that is maximal with respect to the finite intersection property. Project M down to Si to give a collection of sets in Si, which we will call Mi. Show that Mi has the finite intersection property.

It follows that the closures of the sets in Mi, relative to Si, also have the finite intersection property. Since Si is compact, there is some qi in Si that lies in the closure of each set in Mi. Let the point q in P have projections qi.

What does this mean? Let W be any set in M and project W down to Wi in Si. The closure of Wi includes qi. Any open set in Si containing qi intersects Wi.

Select an arbitrary set W from M, and keep it on standby. Let U be a base open set in P that contains q, but not just any base open set. Let U restrict one component, say Si, to a base open set V, and leave the other components unconstrained. Now V intersects Wi in a point we will call y. Let x be a point in W, whose ith component is y. There certainly is such a point, since the projection of W is Wi. Since y lies in V, x lies in U. Thus x is in W∩U.

Since U intersects every W in M, U belongs to M. This holds for every U of this form, i.e. containing q and restricting one component. The intersection of two such sets constrains two components. The intersection of finitely many such sets builds a base open set in P. Since M is closed under finite intersection, M includes every base open set in P that contains q.

Let C be a closed set taken from our original collection T, which is part of M. Since C intersects every open set containing q, C contains q. Therefore T has a nonempty intersection, namely q, and P is compact.

I don't have a proof handy for the compact product implying choice. It's just something I heard or read somewhere. If you have a proof, please send it along. Meantime, I'll try to come up with one while jumping on the trampoline.

Avoiding Choice

If S is compact then S cross the interval [0,1] is compact, without using choice.

consider the subspace of S cross 0, which inherits a topology from the product space P. A base set in P is a base set B in S, cross an interval in [0,1]. If that interval happens to include 0, the base set intersects S:0 in B:0. In other words, we get B back again. Thus S:0 is homeomorphic to S.

Let U be an open cover for the product space P. When P is restricted to S:0, and U is restricted to same, U admits a finite subcover, since S is compact.

Let t be the supremum of the set of real numbers v, such that S cross [0,v] has a finite subcover in U. When v = 0 U has a subcover, so t is well defined.

The subspace S:t has a subcover in U, just as S:0 did. Call this subcover U1.

We need to prove U1 has a positive thickness across all of S. Express U1 as a union of base sets in P. At this point our finite subcover might become infinite, but S is compact, so a finite subcover will do. Thus S:t is covered by finitely many base sets. These are base sets in P, consisting of base sets in S cross open intervals in [0,1] about t. Intersect these open intervals to find an open interval about t of radius ε. This is the uniform thickness we are looking for.

Select v between t-ε and t, and S:[0,v] has a subcover under U. Call this U2, and let U3 be the union of U1 and U2. Now U3 is a finite subcover for S:[0,v], for any v between t and t+ε. This contradicts the selection of t, unless t = 1. Therefore S:[0,1] has a finite subcover under U, and P is compact.